Sprott Shaw College

Securities Law for Paralegals provides students with a comprehensive understanding of the legal framework governing the issuance, trading, and regulation of securities such as stocks, bonds, and derivatives. Paralegal students in BC must understand the intricacies of securities law to effectively assist lawyers in ensuring compliance with regulations and protecting clients’ interests in financial transactions. This area of law encompasses various statutes, regulations, and regulatory bodies, including the British Columbia Securities Commission (BCSC).
This course is designed to help students learn about the registration and disclosure requirements for securities offerings, insider trading prohibitions, enforcement actions, and dispute resolution mechanisms. Through case studies, discussions, and practical exercises, students will develop the knowledge and skills necessary to assist lawyers in advising clients on securities-related matters.

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